There are two compelling reasons
for performing sentinel
node surgery in breast cancer
patients: the increased accuracy of
identifying lymph nodes that contain
breast cancer (even outside the axilla)
and the decreased morbidity compared
to conventional axillary lymph node
resection. Improved accuracy results
from the conversion of an essentially
blind one-size-fits-all protocol (axillary
resection) to an individualized
search for the nodes most likely to receive
cancer cells via lymphatics leading
from the tumor. Although longterm
comparisons that quantitate the
difference in morbidity between axillary
node resection and sentinel node
resection are not yet available, it is
certainly expected that less morbidity
will be associated with the excision of
3 lymph nodes as opposed to 15.
Clinical Trials of
Sentinel Node Surgery
Sentinel node surgery remains experimental
because long-term randomized
trials comparing the survival
outcome of this procedure with that
of conventional axillary node resection
have not been completed. Accrual to the node-negative trial (B-32) conducted
jointly by the National Surgical
Adjuvant Breast and Bowel Project
(NSABP) and the University of Vermont
is nearly complete, but outcome
results will not be available for some
time. Accrual to the node-positive trial
conducted by the American College of
Surgeons Oncology Group (ACOSOG
Z0011) is further away from meeting
target accrual.
Survival End Point
These trials are important to ensure
that sentinel node surgery, which
leaves behind the majority of lymph
nodes, does not result in lower survival
than conventional axillary node
resection. The impact of axillary node
resection on survival has been evaluated in several trials. Data from each
of six randomized clinical trials confirmed
a higher survival rate in the
group that underwent axillary dissection
(Figure 1).[1-7] This includes
NSABP B-04, which reported a 4%
higher survival in the axillary dissection
group. This trial, however, was underpowered
to detect a 4% survival
difference, and the investigators appropriately
concluded that the trial data
showed no significant difference in
survival between the axillary dissection
and observation groups. It has
since been generalized that axillary
dissection has no impact on survival.
However, combined data from the
available randomized trials indicate a
statistically significant survival benefit
of about 5% associated with axillary dissection.
Now we need to know what
impact sentinel node surgery will have
on survival. This is an important issue
because the major rationale for performing
sentinel node surgery is to
decrease morbidity. Is increased mortality-
even a small increase-a fair
price to pay for decreasing the morbidity
of lymph node resection?
The primary end point of both
NSABP B-32 and ACOSOG Z0011
is to determine whether sentinel node
surgery results in a survival rate as
good as that of axillary node resection.
These trials will accrue a sufficient
number of patients to determine
whether small differences in survival
are associated with the two protocols.
This is an important point because
these trials are based on a careful review
of the available literature on the
impact of nodal surgery on survival.
Hundreds of surgeons and thousands
of breast cancer patients are involved
in what are arguably the largest surgical
trials in breast cancer ever conducted.
These trials should answer
the survival question with sufficient
statistical power to satisfy nearly
everyone.
Ten Years of Progress
After a decade of research into the
technical methods of sentinel node
surgery and with results on the survival
question incomplete, what is the status
of the procedure now? In these 10
years, research on the methods and
outcomes of sentinel node surgery
have been applied to several major
tumor types in which regional node
resection is performed to coincide with
surgery on the primary tumor. It is
apparent that in all areas of investigation,
exceptions to the conventional
understanding of lymph node drainage
patterns are frequently observed.
Three major international sentinel
node symposia have been held, and an
International Sentinel Node Society
has been founded. It can be safely said
that surgeons in the United States who
are not performing any type of sentinel
node surgery for breast cancer
(with or without completion axillary
node resection) are in the minority.
The remainder can be roughly categorized
according to whether they are
participating in one of the two randomized
clinical trials, are in some sort of
self-defined validation phase, or are simply performing sentinel node surgery
without axillary dissection as
their standard practice.
Methods of Sentinel
Node Resection
A variety of methods are being used
to perform sentinel node resection, but
the technique has not been standardized.
In the United States, a combination
of tracers that label lymph nodes
are injected into the breast. Blue dye
facilitates visualization of lymphatic
channels, and even after one has performed
a large number of these procedures,
it is still impressive to see a
brilliant blue channel leading to a sentinel
node. Radioactive tracer allows
detection of nodes with a handheld
gamma probe. The advantage of the
gamma probe is that the location of
the sentinel node can be determined
prior to surgical exposure of tissues,
allowing the surgeon to perform the
smallest possible surgical procedure.
In addition, this technique enables the
detection of sentinel nodes located
outside the level I axillary region.
Blue dye can be used to tattoo the
skin but, more importantly, can result
in serious anaphylactic reactions.
These reactions may be dramatic, with
complete or near complete loss of vital
signs, and usually occur within 15
to 30 minutes of exposure[8] in 1 of
every 200 to 500 cases. Survival of the
patient depends on immediate recognition
of the reaction and aggressive
management. Radioactive tracers appear
to have a better safety profile,
with serious allergic reactions occurring
in 1 of every 1,000 or 10,000
doses.
A drawback of each method, particularly
radioactive tracers, is diffusion
from the injection site. This can
make detection of nearby sentinel
nodes difficult or impossible by masking
the node with excessive blue stain
or radioactive tracer. Clearly, the ideal
sentinel node detection agent has yet
to be developed.
Injection Sites
The ideal method of injection also
remains to be determined. Incorrect
localization of lymph nodes may result
in a clean "miss," which could leave a cancer-containing lymph node
undetected. The injection site is either
deep (ie, into or around the primary
tumor) or superficial (ie, into the skin
over the cancer or at the edge of the
areola).
Injecting deep into or around the
primary cancer has the obvious advantage
that the tracer is most likely to be
absorbed into the same lymphatic
channels that cancer cells enter. The
problem with this method is that the
location of the injected tracer will vary
from patient to patient according to the
location of the primary tumor. Typically,
less than 1% of the injected dose
accumulates in the sentinel lymph
nodes. A gamma detector cannot detect
a radiolabeled sentinel node if the
distance between the primary tumor
and node is short; too much "shine
through" from the injected tracer
masks the nearby sentinel node. A primary
cancer in the upper outer quadrant
leads to the accumulation of tracer
very close to the axillary nodes. A primary
tumor in the inner quadrants can
mask the presence of internal mammary
sentinel lymph nodes.
An alternative strategy is to inject
a relatively small amount of tracer into
the skin overlying the tumor or at the
edge of the areola. A smaller amount
of tracer can be used because the lymphatics
below the skin absorb more
tracer. Although the injected material
is no longer in immediate proximity
to the primary tumor, the pathways
from the skin are frequently similar to
the underlying gland. The biggest
problem is that not all studies that have
evaluated the concordance of different
injection locations show a 100%
node-labeling match.[9-11] The second
problem is that extra-axillary
lymph nodes do not appear to be labeled
by injections into the skin.
An additional issue is related to the
observation that injections in the
periareolar area are not reported to
identify pathologically positive sentinel
lymph nodes at the same rate. Skin
injections over the tumor and deep
injections into or around the tumor
reveal pathologically positive sentinel
nodes at an average rate of 34% to
37%, but the rate for periareolar injections
is only 26%. The 10% split
between rates may be due to patient selection or other factors, but the difference
is enough to warrant a comparative
clinical trial.
Internal Mammary Nodes
There is no reason to conclude that
the clinical significance of a sentinel
node containing cancer will be different
when it resides in different locations.
Metastases to the internal mammary
nodes appear to confer the same
prognosis as metastases to nodes in the
axillary basin.[12] However, breast
cancer metastasizes to internal mammary
nodes less frequently than to
axillary nodes, and the information
obtained from routine resection of the
internal mammary nodes has not been
considered worth the risk of morbidity.
With sentinel node surgery, the
physician can determine if a patient
has drainage from the cancer to the
internal mammary nodes, allowing
individualized selection of patients for
biopsy. Importantly, the surgeon is
guided to the precise location of the
internal mammary nodes. Small incisions
can be made with very low morbidity
and few cosmetic consequences.
Several centers are performing internal
mammary node biopsies when
the radioactive tracer indicates direct
drainage from the primary cancer, and
a small percentage of patients with
metastases exclusively to the internal
mammary nodes are being identified.
This is being accomplished without
the morbidity historically associated
with internal mammary node resection
and by limiting the procedure to the
subset of patients with documented
internal mammary sentinel nodes.
Training and Certification
The process of documenting the
competency of sentinel node surgery
is no different than that of other surgical
procedures-all require some sort
of training and credentialing process.
However, widely accepted criteria that
define the competency of performing
sentinel node procedures have not
been established. It is important that
the end points for measuring proficiency
are distinguished from the end
points for establishing the validity of
the technique. An assessment of the technical proficiency of an individual
surgeon assumes that the procedure
has already been validated and that the
only question remaining is whether
the surgeon is complying with the
protocol.
Most surgical training is readily
accomplished through mentoring. This
allows case-by-case evaluation and
immediate feedback, with relatively
few cases required. It has been demonstrated
that as few as five cases are
sufficient for a group of mentored
surgeons to collectively achieve successful
sentinel node resection and
false-negative rates on a par with
the standards reported in the world's
literature.[13]
Surrogate End Points
Establishing competency outside
the mentor-student relationship is
more problematic. Surrogate end
points for direct observation are the
sentinel node detection rate and the
false-negative rate. Although these end
points are attractive because they are
somewhat objective, the number of
cases required to establish an accurate
success rate for sentinel node removal
(as well as a false-negative rate) is surprisingly
high. For example, it would
take 77 cases to establish with a power
of 80% that a surgeon's sentinel node
resection rate was 80% rather than the
par of 90%. Even more striking is the
number of cases required to establish
the false-negative rate of an individual
surgeon. It would take about 90 pathologically
node-positive cases to establish
a false-negative rate of 5% (95%
confidence interval limits ± 5%).
An additional problem with the use
of these rates as end points of competency
is that this approach does not
allow for immediate feedback if a deficient
rate is identified; there would
need to be problem-solving, and again,
a long period of time to reestablish the
rate. As the surgical community deals
with issues related to establishing competency, it is important to separate
measures of surgical competency
from measures of the accuracy and
efficacy of any sentinel node resection
technique.
Pathology Evaluation of
Sentinel Lymph Nodes
Since at least 1947, we have known
that more intensive evaluation of
lymph nodes increases the rate of detecting
cancer in nodes.[14] However,
it has not been considered practical to
intensively evaluate every lymph node
in an axillary resection specimen. This
means that our commonly used breast
cancer survival tables are based on
information from cases that, in reality,
were understaged. In the same way
that sentinel node surgery is causing
surgeons to reevaluate the management
of regional nodes, pathologists
are reevaluating protocols for analysis
of lymph nodes. Fewer nodes to
evaluate make intensive evaluation of
nodes more practical.
A variety of methods now being
studied are based on similar strategies
for increased sectioning of the node
and the use of immunohistochemistry
to make small clusters or individual
cancer cells more apparent. The
NSABP B-32 trial and the ACOSOG
Z0011 study are designed to determine
whether such small deposits of occult
cancer in sentinel nodes are associated
with decreased survival. Until these
studies are complete and demonstrate
definitively the prognostic value of
occult metastases, the consensus of the
College of American Pathology is that nodes with cancer deposits limited to
micrometastases should be considered
node-negative.[15]
Conclusions
While sentinel node surgery is not
expected to increase the cure rate of
breast cancer patients, a substantial
reduction in the incidence of permanent
side effects associated with axillary
node resection will be a considerable
advance. The completion of clinical
trials establishing that no meaningful
reduction in survival is associated
with the decrease in side effects is
important; indeed, it is a credit to the
hundreds of clinicians and thousands
of breast cancer patients participating
in these trials.
