Krag and Harlow believe that
sentinel lymph node biopsy
for breast cancer is still an experimental
procedure because "longterm
randomized trials comparing the
survival outcome of this procedure
with that of conventional axillary node
resection have not been completed."
Specifically, they are awaiting the results
of the American College of Surgeons
Oncology Group (ACOSOG)
Z0011 trial and the National Surgical
Adjuvant Breast and Bowel Project
(NSABP) B-32 trial before they make
a determination about the "safety" of
this procedure.[1] This is a common
misconception, because these studies
will not prove whether sentinel node
biopsy results in equivalent survival
compared to standard level I/II axillary
dissection in patients with clinically
node-negative breast cancer. The
time has come for clear thinking about
the design of these trials and precise
reasoning about the interpretation of
their ultimate results.
Contrasting Trial Designs
The ACOSOG Z0011 trial randomizes
patients with positive sentinel
lymph nodes to completion axillary
dissection or no axillary dissection. It
will determine whether axillary dissection
in patients with positive nodes
improves survival-a long-standing
and worthwhile question regarding the
therapeutic value of axillary dissection.
It will not determine whether the
sentinel node biopsy procedure results
in reduced survival compared to standard
axillary dissection. Implicit in the design of this trial is the notion that patients
with negative sentinel nodes do
not require any further axillary surgery.
In contrast, the NSABP B-32 trial
is based on the premise that axillary
dissection in patients with negative
nodes could improve survival. Krag
and Harlow believe that the B-32 trial
will determine whether "sentinel node
surgery results in a survival rate as
good as that of axillary node resection." However, the trial is designed
as follows: Patients are randomized to
sentinel node biopsy followed by
completion axillary dissection (regardless
of the sentinel node result) vs sentinel
node biopsy with completion
axillary dissection only in patients
with positive sentinel nodes (Figure 1).
It is important to note that NSABP
B-32 patients with nodal metastases
are treated similarly in both groups-
ie, they both undergo sentinel node
biopsy and axillary dissection. Accordingly,
a survival difference between
treatment arms among node-positive
patients is impossible. Nonetheless,
they are included in the randomization.
Clearly then, any difference in
survival must occur among the nodenegative
patients.
Axillary Dissection in
Node-Negative Patients
One might reasonably ask, why
would it be beneficial to perform axillary
dissection in patients with negative
nodes? Can there be any advantage
to removing normal lymph nodes,
and is it really possible that sufficient
hypothesis-generating evidence exists
to support the contradictory notions
that axillary dissection can be avoided
safely in patients with positive nodes
(ACOSOG Z0011) but improves survival
in patients with negative nodes
(NSABP B-32)? Of course not. In fact,
there are no convincing data to suggest
that removing normal lymph
nodes will improve survival.[2] Krag
and Harlow suggest that the 10-year
follow-up data from the landmark
NSABP B-04 trial showed a 4% difference
in survival favoring axillary
dissection. Conveniently, they omit the
25-year follow-up data, which demonstrated
that this supposed survival
advantage completely disappears with
longer follow-up.[3]
Based on a meta-analysis of six studies,
including the 10-year follow-up data
from B-04, it has been suggested that
there is a survival advantage of as much
as 5.4% favoring axillary dissection.[4]
This meta-analysis suffers from the significant
limitation that B-04 is the only
study that directly compared axillary
dissection to no axillary dissection. In
all of the other studies, the control group
(no axillary dissection) comprised a
hodgepodge of radiation treatments,
including radiation therapy to the axillary,
supraclavicular, and, in all cases,
internal mammary nodes.
It is not difficult to believe that radiation
therapy, especially internal
mammary treatment using techniques
from the 1950s and 1960s, could
result in cardiac toxicity significant
enough to negatively affect survival.[5-7] Keep in mind that these
studies were all performed in an era
prior to modern systemic adjuvant
therapy, which likely would diminish
any potential therapeutic benefit of
axillary dissection.
Investigational Ironies
I believe that axillary dissection is
an excellent procedure for regional
disease control, and I do not discount
the possibility that it imparts a small
survival advantage to patients with
positive nodes. But even if one believes
that axillary dissection improves
survival, does anyone truly believe that
there would be any survival advantage
if node-positive patients were excluded?
How ironic that the NSABP-
which has for years taught us that axillary
lymph node dissection is a staging
procedure with no impact on survival-
is now sponsoring a trial based
on the premise that axillary dissection
not only improves survival, but improves
survival in patients with negative
lymph nodes.
In truth, the only way there could
be a legitimate survival difference between
treatment arms in the NSABP
B-32 study is for the sentinel node
false-negative rate to be so high that it
affects survival, but even that is impossible.
Suppose that, of 100 patients,
33 have positive axillary nodes. Even
with a false-negative rate of 15% (the
unacceptably high end of the reported
literature), that would mean that 15%
of 33 patients, or 5 of 100 patients
would be inaccurately staged as having
negative axillary nodes. Even if we
assume the 5.4% survival advantage for
axillary dissection from the meta-analysis,
that would equate to 5.4% of 5 patients,
or an absolute increase in survival
of 0.27% of our 100 patients. And even
if axillary dissection in patients with
positive nodes resulted in a survival
advantage of as much as 25% (unlikely),
this would only increase survival by
1.25%. NSABP B-32 is designed to
detect a 2% survival difference.
Appropriate Trial Design
If one wanted to prove that sentinel
lymph node biopsy is equivalent
to axillary node dissection in terms of
survival, the trial design is obvious:
Randomize patients to standard level
I/II axillary dissection vs sentinel node
biopsy (with completion axillary dissection
for patients with sentinel node
metastases). In this way, the gold
standard procedure-axillary dissection-
would be compared to the procedure
that seeks to replace it. Such a
study design would determine, for example,
whether increased mortality, recurrence,
or other unknown adverse
outcomes are related to the sentinel node
procedure (eg, caused by tumor manipulation,
radioactive tracers, allergic
reaction to blue dye, or other factors
beyond our present comprehension).
However, the safety of sentinel node
biopsy cannot be addressed by a trial
(ie, NSABP B-32), in which all patients
undergo sentinel node biopsy. It
is equally likely that sentinel node biopsy
could improve survival by detection
of early nodal metastases that
would otherwise be missed by routine
pathologic analysis of the axillary dissection
specimen. This more appropriate
randomized study design has been
employed in the ongoing Axillary
Lymphatic Mapping Against Nodal
Axillary Clearance (ALMANAC)
trial.[8] However, the primary end
points of that study are axillary morbidity,
health economics, and quality
of life. A secondary goal is to evaluate
axillary recurrence. Specifically,
this study is not designed or powered
to evaluate overall survival.
Impact of NSABP B-32
When the predictably negative results
of NSABP B-32 are released,
many who have not carefully considered
these issues will proclaim that this
study provides the final proof that sentinel
node biopsy is safe and can be
accepted as a standard procedure for
axillary nodal staging. The study will
provide much important information
about the prognostic significance of
nodal micrometastases and many other
factors, and has been an excellent
mechanism for surgical training in the
context of a cooperative group trial.
Contrary to what Drs. Krag and
Harlow profess that NSABP B-32 will
show, however, it will not tell us
whether sentinel node biopsy reduces overall survival compared to standard
axillary dissection. It will prove only
what we already know-that there is
no advantage to removing normal
lymph nodes.
Conclusions
After all, sentinel node biopsy is not
designed to be a therapeutic procedure
or to improve survival-it is a diagnostic
staging test to determine the status
of the axillary nodes. It is a less
invasive alternative to axillary dissection.
As with any other diagnostic test,
the validity of sentinel node biopsy is
not accomplished by randomization,
but by performing nonrandomized
validation studies to determine the sensitivity,
specificity, positive- and negative-
predictive values, overall accuracy,
and false-negative rate.[9] The
results of such studies have been reported
for thousands of patients
internationally.[10]
Once surgeons have established
that the procedure can be performed accurately, there is no reason not to offer
sentinel node biopsy to women who
are informed that they are trading a
small chance of a false-negative result
for a less invasive test. That is why sentinel
node biopsy is no longer an experimental
procedure in the hands of
experienced surgeons and is currently
practiced as a standard of care in thousands
of centers around the world.[11]
