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ONCOLOGY. Vol. 18 No. 13 10
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Apoptosis Mechanisms: Implications for Cancer Drug Discovery

By JOHN C. REED, MD, PhD
The Burnham Institute
La Jolla, California | November 4, 2004
Defects in the regulation of apoptosis (programmed cell death) make important contributions to the pathogenesis and progression of most cancers and leukemias. Apoptosis defects also figure prominently in resistance to chemotherapy, radiotherapy, hormonal therapy, and immune-based treatments. Apoptosis is caused by activation of intracellular proteases, known as caspases, that are responsible directly or indirectly for the morphologic and biochemical events that characterize the apoptotic cell. Numerous proteins that regulate these cell death proteases have been discovered, including proteins belonging to the Bcl-2, inhibitor of apoptosis, caspase-associated recruitment domain, death domain, and death effector domain families. These caspase-regulating proteins provide mechanisms for linking environmental stimuli to cell death responses or to maintenance of cell survival. Alterations in the expression and function of several apoptosisregulating genes have been demonstrated in cancer, suggesting targets for drug discovery. Knowledge of the molecular details of apoptosis regulation and the three-dimensional structures of apoptosis proteins has revealed new strategies for identifying small-molecule drugs that may yield more effective treatments for malignancies. Apoptosisregulating genes are also beginning to find utility as targets for antisense oligonucleotides.

Defects in the mechanisms of programmed cell death (apoptosis) play important roles in many aspects of tumor pathogenesis and progression. For example, apoptosis defects allow neoplastic cells to survive beyond their normally intended life spans.[1] Thus, the need for exogenous survival factors is subverted. Protection is provided against hypoxia and oxidative stress as tumor mass expands; and time is allowed for accumulative genetic alterations that deregulate cell proliferation, interfere with differentiation, promote angiogenesis, and increase cell motility and invasiveness during tumor progression. In fact, apoptosis defects are recognized as an important complement to proto-oncogene activation, because many deregulated oncoproteins that drive cell division also trigger apoptosis (eg, Myc, E1a, Cyclin-D1).[2] Similarly, defects in DNA repair and chromosome segregation normally trigger cell suicide as a defense mechanism for eradicating genetically unstable cells; thus, apoptosis defects permit survival of the genetically unstable cells, providing opportunities for selection of progressively more aggressive clones.[3] Apoptosis defects also facilitate metastasis by allowing epithelial cells to survive in a suspended state, without attachment to an extracellular matrix.[ 4] These defects also promote resistance to the immune system because many of the weapons that cytolytic T cells and natural killer cells use for attacking tumors depend on the integrity of the apoptosis machinery.[ 5] Finally, cancer-associated defects in apoptosis play a role in chemoresistance and radioresistance, increasing the threshold for cell death and thereby requiring higher doses for tumor killing.[6] Thus, defective regulation of apoptosis is a fundamental aspect of the biology of cancer. Because apoptosis defects permit a wide variety of aberrant cellular behaviors, as exhibited in cancer cells, therapeutic strategies that negate the apoptosis advantage for tumors are predicted to selectively kill cancer cells as opposed to normal cells. Fundamentally, cancer cells should be more dependent on apoptosis defense mechanisms than normal cells and thus should be proportionally more sensitive to interventions that target apoptosis proteins and genes. To date, efforts to bring apoptosis-based strategies into animal models or human clinical trials have provided support for this concept of selective vulnerability of neoplastic cells as opposed to normal cells. A solid knowledge base now exists about the mechanisms of apoptosis regulation, the proteins involved, their 3D structures, and biochemical mechanisms. Over the past 2 decades, a clearer understanding has emerged of the defects in expression or function of apoptosis-regulating genes and proteins relating to cancer. This information can now be exploited for devising strategies for small-molecule drug discovery toward the goal of revolutionary treatments for cancer and leukemia. Apoptosis Pathways Apoptosis is caused by proteases known as caspases, which stands for cysteine aspartyl-specific proteases.[ 7,8] Caspases constitute a family of intracellular cysteine(Drug information on cysteine) proteases that collaborate in proteolytic cascades, where caspases activate themselves and each other.[9,10] Within these proteolytic cascades, caspases can be positioned as either upstream "initiators" or downstream "effectors" of apoptosis.[11] Eleven caspases have been identified in the human genome. Several pathways for activating caspases probably exist, though details remain sketchy for some of them (Figure 1). The simplest pathway is exploited by cytolytic T cells and natural killer cells, which inject apoptosisinducing proteases, particularly granzyme B, into target cells via perforin channels.[12,13] Unlike the caspases, granzyme B is a serine protease, but similar to the caspases, granzyme B specifically cleaves substrates at Asp residues. Granzyme B is capable of cleaving and activating multiple caspases and some caspase substrates. Endogenous and viral inhibitors of granzyme B have been identified, accounting for resistance to this apoptotic inducer.[14-16] Another caspase-activation pathway is represented by the tumor necrosis factor (TNF)-family receptors. Of the approximately 30 known members of the TNF family in humans, 8 contain a so-called death domain in their cytosolic tails.[17] Several of these death domain-containing TNFfamily receptors use caspase activation as a signaling mechanism, including TNFR1/CD120a, Fas/APO1/CD95, DR3/Apo2/Weasle, DR4/TrailR1, DR5/TrailR2, and DR6. Ligation of these receptors at the cell surface results in the recruitment of several intracellular proteins, including certain procaspases, to the cytosolic domains of these receptors, forming a "deathinducing signaling complex" (DISC) that triggers the activation of caspases and leads to apoptosis.[18,19] The specific caspases summoned to the DISC are caspase-8 and, in some cases, caspase-10. These caspases contain so-called death effector domains in their N-terminal prodomains that bind to a corresponding death effector domain in the adapter protein, Fasassociated death domain (FADD), thus linking them to the TNF-family death receptor complexes. Mitochondria also play important roles in apoptosis, releasing cytochrome c into the cytosol, which then causes assembly of a multiprotein caspase-activating complex, referred to as the "apoptosome."[20,21] The central component of the apoptosome is Apaf-1, a caspase-activating protein that oligomerizes on binding cytochrome c and that specifically binds procaspase-9. Apaf-1 and procaspase- 9 interact via their caspase-associated recruitment domains (CARDs). Such a CARD-CARD interaction plays important roles in many steps in the pathways of apoptosis. The mitochondrial pathway for apoptosis is activated by myriad stimuli, including growth factor deprivation, oxidants, Ca2+ overload, DNA-damaging agents, and others. Mitochondria can also participate in cell death pathways induced via TNFfamily death receptors, through crosstalk mechanisms involving proteins such as Bid, BAR, and Bap31.[22-25] However, mitochondrial (intrinsic) and death receptor (extrinsic) pathways for the activation of caspases are fully capable of independent operation in most types of cells.[26] In addition to cytochrome c, mitochondria also release several other proteins of relevance to apoptosis, including endonuclease G, AIF (an activator of nuclear endonucleases), and inhibitor of apoptosis protein (IAP) antagonists Smac (Diablo) and Omi (HtrA2). Pathways of apoptosis linked to damage in the endoplasmic reticulum and Golgi, as well as a pathway linked to nuclear structures called PODs (PML oncogenic domains) or nuclear bodies, have also been described but are poorly characterized to date. Suppressors of Apoptosis Several antagonists of the caspaseactivation pathways have been discovered, and multiple examples of dysregulation of their expression or function in cancers have been obtained. Because our current knowledge is greatest where the mitochondrial ("intrinsic") and TNF-family death receptor ("extrinsic") pathways for apoptosis are concerned, most available information about antagonists centers on these two apoptotic pathways. In this article, three types of apoptosis-suppressing proteins known to be overexpressed in tumors, including prostate cancers, are considered: IAPs, FLIP, and Bcl-2. Inhibitor of Apoptosis Proteins Inhibitor of apoptosis proteins represent an evolutionarily conserved family of suppressors of apoptosis. Members of the IAP family, originally identified in baculoviruses, contain one or more copies of a domain called the baculoviral IAP repeat (BIR). These BIR domains are sometimes accompanied by other domains, including RING domains, ubiquitinconjugating enzyme folds (E2s), and NACHT-family nucleotide-binding domains. The human genome encodes eight IAP-family members: XIAP, cIAP1, cIAP2, Naip, Apollon (Bruce), ILP2 (Ts-IAP), ML-IAP (K-IAP; Livin), and Survivin. The BIR domains of several IAPfamily proteins were originally shown by our laboratory to be responsible for directly binding and specifically inhibiting caspases, thus identifying IAPs as endogenous inhibitors of cell death proteases.[27-31] Multiple other laboratories have confirmed and extended these findings, providing conclusive evidence that many IAPfamily proteins operate as caspase suppressors.[32-41] However, IAPs vary in the specific caspases they inhibit. For example, XIAP suppresses both downstream effector caspases that operate at points of convergence of apoptosis pathways and caspase- 9, the apical protease in the mitochondrial pathway for apoptosis.[27,29,30] In contrast, ML-IAP is a potent suppressor of only caspase-9. No examples of IAP-mediated suppression of proteases that operate in the upstream portions of the apoptosis pathway activated by TNF-family receptors have been found (Figure 2). Evidence of overexpression of IAPs in cancer has been obtained, suggesting a role for these suppressors of apoptosis in malignancy.[31,42] For example, the IAP-family member Survivin is overexpressed in most cancers[ 43] and has become a topic of considerable attention for its dual role as a regulator of cell division (chromosome segregation and cytokinesis) and apoptosis.[44-46] Similarly, the IAP-family member ML-IAP is rarely expressed in normal tissues but is found at elevated levels in melanomas and some renal cancers.[33,40,47] Moreover, XIAP has been reported by our group to be overexpressed in a substantial proportion of acute myelogenous leukemias, with higher levels correlating with shorter remission durations and shorter overall patient survival.[48] Evidence of overexpression of XIAP has also been reported for renal and lung cancers[ 49,50]; overexpression of cIAP1 has been associated with ovarian cancer. Chromosomal translocations activating cIAP2 are found in some lymphomas.[51] Thus, various IAPfamily proteins are overexpressed in specific types of cancer. However, more than one member of the IAP family can be overexpressed simultaneously by some tumors. For example, in prostate cancers, we found evidence that protein levels of XIAP, cIAP1, cIAP2, and Survivin can sometimes become simultaneously increased in tumors,[ 52] suggesting redundancy in expression of these antiapoptotic proteins. We have also found evidence of apparent simultaneous overexpression of cIAP1, cIAP2, and Survivin in colon cancer (manuscript in preparation). The observation of overexpression of multiple IAP-family members implies that perhaps some aspects of their regulation are shared. Indeed, during a screen of the National Cancer Institute panel of 60 human tumor cell lines, assessing IAP expression at the messenger RNA (mRNA) and protein levels, we obtained evidence that mRNA levels of XIAP, cIAP1, and cIAP2 do not correlate with their protein levels,[48] suggesting that posttranscriptional regulation of these IAP-family proteins is important. Interestingly, all three of these IAP-family proteins contain a RING domain that binds E2s (ubiquitin-conjugating enzymes), implying that alternations in the turnover rate of IAP-family proteins may occur in cancers that overexpress multiple family members simultaneously. The functional importance of overexpressed IAPs for apoptosis suppression in cancers has been supported by antisense experiments.[53-57] In these experiments, knocking down expression of Survivin, XIAP, or other IAPs has been shown to induce apoptosis of tumor cell lines in culture or to sensitize tumor cell lines to apoptosis induced by anticancer drugs.[53-57] In contrast, gene knockout studies in mice imply that normal cells are possibly less dependent on IAPs than tumor cells because targeted disruption of the genes for xiap, ciap1, and ciap2, both individually and in combination, produces little phenotype.[ 58; personal communication, T. Mak, 2004] Implications for Treatment
Taken together, these observations imply that drugs that interfere with the action of IAPs could be useful for the treatment of cancer. Recently, a strategy for devising small-molecule inhibitors of IAPs has been suggested by the discovery of natural antagonists of IAPs.[35,38] Proteins such as Smac and Omi (HtrA2) have been shown to bind IAPs and suppress them, releasing caspases to kill cells.[35,38,59] A 7'mer peptide corresponding to the Nterminus of Smac is reported to be sufficient to bind IAPs and block their association with caspases.[60] Moreover, we have confirmed that peptides as short as tetramers can potently reverse caspase inhibition by IAPs, functioning in a stoichiometric manner at micromolar concentrations.[ 61; unpublished data] By fusing membrane-penetrating peptides onto Smac or Omi peptides, it is possible to induce apoptosis of cancer cell lines in culture as well as to suppress tumor formation in xenograft models in mice.[62-65] Thus, these data provide proof-of-concept evidence that small molecules that mimic the effects of these IAP-binding peptides could potentially be exploited as drugs for cancer treatment. Drug Discovery Strategies
Structural analysis of the interactions of IAPs with caspases and of IAPs with Smac has helped to lay a foundation for such drug-discovery efforts. First, our structure-function studies of IAP-family member XIAP showed that, although this protein contains three tandem BIR domains, a single BIR is sufficient to bind and suppress caspases. These studies demonstrated that the BIR2 domain specifically inhibits caspase-3 and caspase-7, whereas the BIR3 domain of XIAP blocks the activity of caspase- 9.[29,30] Thus, discrete domains in IAPs are responsible for binding and inhibiting caspases. Second, the 3D structure of the BIR3 domain complexed with Smac revealed that the N-terminal 4 amino acids of the mature Smac protein binds in the same crevice normally occupied by the N-terminus of the small subunit of caspase-9, thus suggesting completion for binding.[37,60,66,67] Consequently, small-molecule compounds that mimic the Smac 4′mer peptide should dislodge active caspase-9 from BIR3, thus inducing apoptosis (Figure 3). The structural details regarding the interaction of BIR2 of XIAP with caspases and its relation to Smac are less clear due to poor atomic resolution of the N-terminus of the smallsubunit of caspases-3 or -7 complexed with BIR2, as determined by x-ray crystallography by scientists at our institution and elsewhere.[32,39] In the crystal structure of the XIAP BIR2-caspase-3 complex, the NH2- terminus of the caspase-3 p10 subunit interacts with the surface of BIR2,[32] which may be an artifact of crystallization. Though, to date, the mechanism of inhibition of XIAP by Smac remains unclear, modeling studies suggest the presence of a similar Smac-binding pocket on BIR2. In addition to chemical inhibitors of IAPs based on mimicking Smac, other strategies can also be envisioned and have begun to be exploited. For example, using an enzyme derepression assay where screens were performed to identify compounds capable of dislodging XIAP from caspase-3 and restoring protease activity, we and other investigators have identified small-molecule antagonists of XIAP.[68,69] These compounds target a non-Smac site on XIAP, which remains to be defined at the structural level. Interestingly, in addition to Smac and Omi (HtrA2), other endogenous antagonists of IAPs have been reported, including XAF1, NRAGE, and ARTS, which operate through an alternative mechanism.[70-72] Thus, it is conceivable that the aforementioned small-molecule antagonists of IAPs mimic one or more of these endogenous antagonists of IAPs, a concept awaiting experimental testing.
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The author would like to thank Melanie La Mie for manuscript preparation.


 
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