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ONCOLOGY. Vol. 11 No. 7
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Esophageal Cancer Surgical Practice Guidelines

By

Robert Ginsberg, MD
Committee Chairperson, Chief of Thoracic Surgery, William G. Cahan Chair of Surgery, Department of Surgery, Memorial Sloan-Kettering Cancer Center, and Professor of Surgery, Cornell University Medical College, New York, New York
Jack Roth, MD
Professor and Chairman, Department of Thoracic Surgery, and Bud S. Johnson Chair, Professor of Tumor Biology, The University of Texas M.D. Anderson Cancer Center, Houston, Texas
Mark Fergusson, MD
Associate Professor of Surgery and Chief, Section of Thoracic Surgery, Department of Surgery, Pritzker School of Medicine, University of Chicago, Chicago, Illinois

| July 1, 1997

The Society of Surgical Oncology surgical practice guidelines focus on the signs and symptoms of primary cancer, timely evaluation of the symptomatic patient, appropriate preoperative extent of disease evaluation, and the role of the surgeon in diagnosis and treatment. Separate sections on adjuvant therapy, follow-up programs, or management of recurrent cancer have been intentionally omitted. Where appropriate, perioperative adjuvant combined-modality therapy is discussed under surgical management. Each guideline is presented in minimal outline form as a delineation of therapeutic options.

Since the development of treatment protocols was not the specific aim of the Society, the extensive development cycle necessary to produce evidence-based practice guidelines did not apply. We used the broad clinical experience residing in the membership of the Society, under the direction of Alfred M. Cohen, MD, Chief, Colorectal Service, Memorial Sloan-Kettering Cancer Center, to produce guidelines that were not likely to result in significant controversy.

Following each guideline is a brief narrative highlighting and expanding on selected sections of the guideline document, with a few relevant references. The current staging system for the site and approximate 5-year survival data are also included.

The Society does not suggest that these guidelines replace good medical judgment. That always comes first. We do believe that the family physician, as well as the health maintenance organization director, will appreciate the provision of these guidelines as a reference for better patient care.


Society of Surgical Oncology Practice Guidelines: Esophageal Cancer

Symptoms and Signs

    Early-stage disease
  • Asymptomatic--picked up on routine upper gastrointestinal endoscopy or other investigation
  • Dysphagia, odynophagia, anemia, gastrointestinal bleeding

    Advanced-stage disease

  • Symptoms of locally advanced disease, eg, chest pain, upper abdominal pain, hoarseness or tracheo-esophageal fistula with as- piration pneumonia
  • Symptoms of metastatic disease (neurologic, hepatic, bone)

Evaluation of the Symptomatic Patient

    Diagnosis

  • Barium swallow and upper gastrointestinal (GI) series
  • CT scan
  • Upper gastrointestinal endoscopy

    Appropriate timeliness of surgical referral

  • Prompt evaluation of patients as described above under "Symptoms and Signs"

Preoperative Evaluation for Extent of Disease

    Routine

  • Complete history and physical examination
  • Chest x-ray
  • Barium swallow and upper GI series
  • CT scan--chest and upper abdomen (± neck)
  • Routine blood chemistries

    Further investigations (where indicated by above or optional)

  • Endoscopic ultrasound
  • Investigation for metastatic disease (bone scan, CT scan, laparoscopy)

    Procedures

  • Esophagoscopy plus upper GI endoscopy
  • Bronchoscopy--for lesions above inferior pulmonary vein
  • Laparoscopy and/or thoracoscopy when indicated--to rule out unresectable disease or widespread metastases

Role of the Surgeon in Management

    Preoperative evaluation

  • The surgeon is expected to completely evaluate the patient and analyze all testing that has been done or initiate such testing. This may include a bronchoscopy, esophagoscopy, laparoscopy, and thoracoscopy.
  • Cardiorespiratory evaluation

    Diagnostic procedures

  • The surgeon must be adept at performing all invasive endoscopy procedures required for preoperative evaluation and clinical staging.

    Surgical considerations

  • The surgeon must be adept at performing partial and total esoph- agectomy utilizing the intra-abdominal, transthoracic, and cervical approaches, as necessary. Esophageal resection margins of at least 5 cm are the goal. The surgeon must be able to utilize the colon or small intestine, as well as the stomach, for esophageal replacement. The surgeon must be familiar with upper abdominal and mediastinal lymph node dissection.
  • Palliative maneuvers to alleviate dysphagia may include: stent insertion, laser ablation, and esophageal bypass.

These guidelines are copyrighted by the Society of Surgical Oncology (SSO). All rights reserved. These guidelines may not be reproduced in any form without the express written permission of SSO. Requests for reprints should be sent to: James R. Slawny, Executive Director, Society of Surgical Oncology, 85 W Algonquin Road, Arlington Heights, IL 60005.


Although carcinoma of the esophagus is a relatively uncommon malignancy, with an age-adjusted incidence of only 10 cases per 100,000 people in North America, the incidence of esophageal adenocarcinoma is rapidly increasing in patients with chronic reflux disease. This latter tumor is often associated with the development of columnar-lined epithelium (Barrett's esophagus). In some areas of the world, eg, northern China, northern Iran, and southern Africa, squamous cell carcinoma is very common, with an age-adjusted incidence as high as 150 cases per 100,000 males.

Whereas adenocarcinoma of the esophagus seems to be related to acid-bile reflux disease, squamous cell carcinoma has been associated with Plummer-Vinson syndrome in Oriental and black males, as well as Scandinavian females. Heavy alcohol(Drug information on alcohol) consumption and heavy tobacco intake have been implicated as cocarcinogens for squamous cell carcinoma. Nutritional factors, such as high nitrosamine intake and vitamin deficiencies, also have been implicated in the production of squamous cell disease.

Screening approaches (eg, esophageal cytology, biannual endoscopy) have been employed most frequently in high-risk geographic areas (mass screening) and in patients identified with columnar-lined epithelium (individual screening program). In such situations, screening has permitted earlier diagnosis and treatment.

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