TO PUT THAT INTO CONTEXT
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Jonathan C. Trent, MD, PhD
University of Miami Sylvester Comprehensive Cancer Center
Miami, FloridaIs Neoadjuvant Therapy Recommended for Soft-Tissue Sarcoma?There are very limited clinical trials to support the use of neoadjuvant therapy in soft-tissue sarcoma; however, neoadjuvant therapy is a standard treatment approach at many sarcoma centers throughout the world. The use of neoadjuvant therapy in the management of a patient with a primary soft-tissue sarcoma is recommended for several reasons. The meta-analysis published by Pervaiz et al found that patients with primary soft-tissue sarcomas ≥ 5 cm had a lower risk of recurrence and a higher survival rate when they were randomized to chemotherapy (doxorubicin or doxorubicin and ifosfamide) in addition to surgery and radiation. Administration of neoadjuvant chemotherapy should provide the same level of benefit to patients since the only difference is that the chemotherapy is administered a few months earlier.What Are the Potential Benefits of Neoadjuvant Therapy for Soft-Tissue Sarcoma?Administration of chemotherapy as well as radiation therapy prior to surgery provides the additional potential benefit of reduction in tumor size, which can create a plane of separation between the tumor capsule and a critical organ-such as the heart, lungs, kidney, liver, eye, important nerves, or critical blood-thus facilitating organ-sparing surgery. In most sarcoma histologic subtypes, the most common cause of sarcoma-related death is the development of metastatic disease. Initiating therapy to eradicate micrometastatic deposits could be considered to be an important first step in their treatment and, perhaps, should not be delayed until after surgery. The use of neoadjuvant therapy also provides an understanding of the individual patient’s tumor cell biology. For instance, neoadjuvant therapy may help determine whether a patient with a high-grade sarcoma involving the pelvis would benefit from a hemipelvectomy. A patient with primary soft-tissue sarcoma treated with 6 weeks of chemotherapy who develops numerous pulmonary metastases on or shortly after chemotherapy would likely not have benefited from hemipelvectomy.What Is on the Horizon for This Treatment Modality?Several challenges and opportunities remain. The recent approval of pazopanib and trabectedin as active agents in the management of metastatic soft-tissue sarcoma have laid the groundwork for studying these agents in the setting of primary soft-tissue sarcoma, with the goal of improving the cure rate. In light of the limited prospective data on the use of neoadjuvant chemotherapy in primary soft-tissue sarcoma, prospective clinical trials are needed.
Long-term results from the RTOG 9514 trial have since been reported.[17] Despite the considerably high rates of toxicity reported in the initial study, the risk of treatment toxicity was found to be short-term, since rates of toxicity decreased following the first year. At 1 and 2 years, the percentage of patients who experienced one or more grade 3 or 4 toxicities were 25% and 7%, respectively, with rates during years 3 to 5 reduced to 3% to 4%. At a median follow-up of 7.7 years, 35 patients (55%) were alive without evidence of disease. The 5-year locoregional failure rate was 22%, and the 5-year distant metastasis rate was 28%. The 5-year DFS, distant DFS, and OS were 56%, 64%, and 71%, respectively. Twenty-two deaths were reported, of which 15 were primary tumor–related, 3 treatment-related, 1 secondary to a second primary cancer, and 3 unknown. These results indicate that favorable long-term outcomes are attainable when utilizing neoadjuvant therapy; however, modifications are required to reduce the significant rate of early toxicities.
More recently, Mullen et al reported the long-term results of the DeLaney study[15] to further support the use of neoadjuvant chemoradiation.[18] Only five local failures were observed in the MAID group, for a local control rate of 90%. With a median follow-up of 7.6 years in the MAID group and 6.0 years in the historical matched control group, freedom from distant metastases and DFS at 10 years were significantly improved in the MAID group (77% vs 43%; P = .01 and 65% vs 30%; P = .0002, respectively). Additionally, the significantly higher 10-year DSS and OS in the MAID group (75% vs 47%; P = .004 and 66% vs 38%; P = .003, respectively) demonstrated the sustained survival benefit of neoadjuvant chemoradiation in patients with high-risk extremity soft-tissue sarcomas. Of the 48 patients in the MAID group, 16 deaths (33%; 11 sarcoma-related) were reported compared with 33 deaths (69%; 25 sarcoma-related) in the historical matched control group. However, it is challenging to know the significance of this approach in the absence of a phase III study, since comparison to historical matched controls is subject to subtle differences in other treatment variables.
These results have been further substantiated in a recent retrospective study by Look Hong et al,[19] in which the experience at the Massachusetts General Hospital was reviewed in the time from the completion of the initial study by DeLaney et al.[15] Sixty-six patients underwent neoadjuvant chemoradiation consisting of the MAID regimen with interdigitated RT, of which 83% of patients were able to complete the entire course. Of the 58 patients with imaging available to determine tumor response, 17 patients (29%) had a partial response, 36 patients (62%) had stable disease, and 5 patients (9%) had progressive disease. Twenty-one patients (32%) experienced a preoperative complication, of which 14 were chemotherapy-related and 2 radiation-related, and 5 patients experienced a venous thromboembolic event requiring preoperative anticoagulation. Postoperative wound complications were observed in 20 patients (30%). Locoregional recurrences occurred in 6 patients (9%) at a median of 33 months, and distant metastases were observed in 20 patients (30%) at a median of 10 months following diagnosis. At a median follow-up of 46 months, the 5-year locoregional and distant RFS rates were 91% and 64%, respectively. The 5-year DSS and OS rates were 86% and 89%, respectively. Only one treatment-related death from myelodysplasia was reported at 53 months after completion of chemotherapy.
The role of chemotherapy and RT for extremity and truncal soft-tissue sarcomas remains controversial. Based on the data available, it is generally our approach to routinely offer patients neoadjuvant RT, but not neoadjuvant chemotherapy. Neoadjuvant RT allows for a smaller radiation field than postoperative RT, limiting the extent of normal surrounding tissue exposed in order to preserve function. Although RT is associated with an increased incidence of postoperative wound complications, the potential for improved recurrence rates and survival outweigh this risk. This is in contrast to neoadjuvant chemotherapy, which is associated with significant treatment-related toxicities and unclear benefit.
Retroperitoneal Sarcomas
Sarcomas of the retroperitoneum present not only a unique challenge for surgical resection, but also for treatment in the neoadjuvant setting. Although limb and function preservation is a key concern in managing extremity soft-tissue sarcomas, surrounding organ injury prevention is paramount for retroperitoneal sarcomas. This is complicated by the common situation of multi-organ involvement by a tumor that is often in close proximity to vital structures. Accounting for only 15% of all soft-tissue sarcomas, the rarity of these sarcomas makes accruing patients into an RCT very difficult.[20] As a result, the lack of data from randomized prospective studies leads to ongoing uncertainty in optimal treatment strategies.
Chemotherapy
The role of chemotherapy in the treatment of retroperitoneal sarcomas is not well-defined. In the absence of consistent evidence of improved survival, the use of chemotherapy in patients with high-risk tumors or potentially aggressive histologies must be carefully weighed against the significant toxicities that are associated with these regimens. The optimal regimens have yet to be determined, and current regimens include doxorubicin-, dacarbazine-, or ifosfamide-based chemotherapy. The use of chemotherapy for retroperitoneal sarcomas is largely based on data extrapolated from extremity/trunk soft-tissue sarcomas, as well as from retrospective case series.
In a recent retrospective review from researchers at the University of Washington, Bremjit et al investigated the survival benefit in utilizing neoadjuvant chemotherapy in the treatment of retroperitoneal sarcomas.[21] Of 132 patients with primary retroperitoneal sarcomas, 28 (21%) received neoadjuvant chemotherapy. At the time of surgery, 8 patients had progressed (29%), 14 (50%) had stable disease, and 2 (7%) had responsive disease (response unknown in 4 patients). No survival benefit was observed in patients who received neoadjuvant chemotherapy; rather, there was a trend toward shorter OS in this cohort. These results are further supported by data from the National Cancer Data Base by Miura et al.[22] Of 8,653 patients included in the study, 163 (11%) received neoadjuvant chemotherapy. Neoadjuvant chemotherapy was found to be associated with worse median OS compared with surgery alone in a propensity-matched cohort (40 vs 52.4 months; P = .002).
Radiation therapy
The role of neoadjuvant RT in the management of retroperitoneal sarcomas has largely been investigated retrospectively due to the absence of data from RCTs. The use of RT in the treatment of retroperitoneal sarcomas is complex because of the irregular contours of the retroperitoneum, the typically large radiation field required, and the close proximity of vital radiosensitive structures. Neoadjuvant RT does have advantages over postoperative RT-the radiation field is more readily defined and radiosensitive structures (ie, small intestine/colon) have not filled the radiation field as they do after a tumor has been resected. A phase III trial to investigate the role of neoadjuvant RT was launched in 2004 by the American College of Surgeons Oncology Group (Z9031 trial); however, the trial was terminated due to poor accrual. Currently, a similarly designed international phase III trial (the EORTC 62092-22092 STRASS trial) is underway, investigating neoadjuvant RT plus surgery vs surgery alone in patients with primary retroperitoneal sarcomas.[23] Patients randomized to the investigational arm are to receive 50.4 Gy followed by surgery 4 to 8 weeks later. The primary outcome includes RFS, and secondary outcome measures include perioperative complication rates, tumor response to RT, metastasis-free survival, and OS. Trial accrual is projected to end in 2016 or 2017.
In the absence of data from randomized trials, the role of neoadjuvant RT in the management of retroperitoneal sarcomas has largely been based on multiple prior single-institution studies.[5,24,25] In 2006, Pawlik et al reported the largest series of outcomes by combining data from two prospective single-arm trials.[26-28] A total of 72 patients with intermediate- or high-grade tumors were included, of which 54 (75%) had primary disease. Of these patients, 75% received at least 45 Gy and 50% received doxorubicin concurrently with neoadjuvant RT (protocols differed between the two studies). Fifty-seven patients ultimately underwent resection with curative intent 4 to 8 weeks after the completion of RT. Of the 15 patients who did not undergo resection, 5 patients died (4 during RT, 1 in the post-radiation period) and 10 patients had disease progression and were deemed unresectable. A macroscopically complete resection (R0 or R1) was achieved in 54 patients (95%). Disease recurrence was observed at a median of 17.2 months in 28 patients (52%) who underwent R0/R1 resection. Recurrences included 17 patients (31%) with local failure, 8 (15%) with distant failure, and 3 (6%) with both local and distant failure. At a median follow-up of 40.3 months, the 2- and 5-year local RFS rates were 79% and 60%, respectively, and the 5-year OS was 61% for those patients who underwent an R0/R1 resection. These results demonstrated that neoadjuvant RT is feasible. Results were better than those in historical controls (with all of the caveats associated with such an analysis using historical controls). Local failures continued to be the predominant pattern of recurrence, despite a 5-year local RFS rate of 60%.
Most recently, Nussbaum et al used data from the National Cancer Data Base to evaluate long-term outcomes associated with neoadjuvant RT for retroperitoneal sarcomas.[29] Out of a total of 11,324 patients who underwent resection, 696 (6%) received neoadjuvant RT. No significant benefit in 5-year OS was observed in patients who received neoadjuvant RT when using propensity-matched groups (53% vs 54%; P = .695). However, when looking only at high-grade tumors (moderate, poor, and undifferentiated histology), neoadjuvant RT was associated with a statistically significant 5-year OS benefit (49% vs 46%; P = .022). Caution must be used when interpreting these results due to selection bias that is inherent to retrospective database studies. It is important to note that 27% of the patients who did not receive neoadjuvant RT went on to receive postoperative RT, compared with 6% of those who received neoadjuvant radiation. This crossover could potentially mask an even greater benefit from just neoadjuvant RT alone. This study further emphasizes the need for level I evidence, which will hopefully come from the ongoing EORTC trial.
It is our general practice to offer enrollment in the EORTC phase III study if a patient agrees to randomization; otherwise, we utilize neoadjuvant RT. We typically reserve neoadjuvant chemotherapy for borderline resectable or locally advanced presentations of primary retroperitoneal sarcomas, such as those arising from the inferior vena cava with partial aortic encasement. Similar to extremity soft-tissue sarcomas, RT in the neoadjuvant setting allows for a limited field that reduces potential damage to surrounding normal tissue. The postoperative radiation field includes the tumor bed, which typically becomes filled with surrounding small intestine or colon, thus increasing the exposure of radiation to normal structures. Therefore, we do not endorse the use of postoperative RT in such patients.[30] In the absence of convincing data to support the use of neoadjuvant chemotherapy, we do not consider its use in our patients. Until the results of the EORTC trial are reported, practice patterns will continue to exhibit significant variability.[31]
Conclusion
Soft-tissue sarcomas provide clinicians with a unique challenge because of the anatomical complexities involved and limited level I evidence available to guide management strategies. Their rarity and histologic heterogeneity make conducting large, prospective, randomized trials very difficult. As a result, there is considerable variability in practice patterns. Optimal management of soft-tissue sarcomas requires a multidisciplinary approach at a specialized sarcoma center. In general, it is our practice to avoid the use of neoadjuvant chemotherapy for extremity/trunk and retroperitoneal sarcomas due to lack of evidence demonstrating a survival benefit, as well as the associated significant toxicities. Although neoadjuvant RT is associated with an increased incidence of postoperative wound complications, the limited radiation field required for neoadjuvant treatment reduces the toxicity to adjacent structures, and in extremity soft-tissue sarcomas, is associated with better functional outcomes than postoperative RT. These patients do require close postoperative monitoring for prompt recognition of potential wound complications. As more prospective, multi-institutional studies are initiated, and the highly anticipated results of the EORTC trial are reported, the care of patients with soft-tissue sarcomas will continue to be optimized.
Financial Disclosure: The authors have no significant financial interest or other relationship with the manufacturers of any products or providers of any service mentioned in this article.
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