• Focused ultrasound. MRI-guided focused ultrasound can transiently disrupt the integrity of the blood-brain barrier, especially if it is used in combination with intravenously administered microbubbles. These potentiate reversible thermal and mechanical injury, which widens the tight junctions between endothelial cells and allows systemically administered agents to enter the brain parenchyma.[30-32] Focused ultrasound has been used to increase the delivery of various chemotherapeutic drugs, such as doxorubicin, methotrexate, trastuzumab, temozolomide, and BCNU, to the brain in animal models.[33-35] The major advantages of this technique are that it is relatively noninvasive, safe, and transient, with endothelium apparently recovering completely even with repeated cycles. However, the area targeted is usually small, not all locations within the brain are equally accessible to this therapeutic approach, and there are currently no human efficacy data to support its use.
• Coadministration of vasoactive peptides. Another approach to transiently improving blood-brain barrier permeability to large and/or hydrophilic chemotherapy is the coadministration of vasoactive peptides.[27,36] Older studies demonstrated that intra-arterial administration of leukotriene C4 resulted in selective opening of the blood-brain barrier in rat glioma models.[36,37] While effective in increasing blood-brain barrier permeability during delivery, the morbidity associated with intra-arterial drug administration remains a challenge. Regadenoson, an FDA-approved intravenously administered adenosine receptor agonist, has also been shown to increase the permeability of the blood-brain barrier to dextran 70 kDa and temozolomide (MW, 194 Da) in rat models.[38] Additional studies with this compound are warranted, since the doses used in patients to date are only those that are FDA approved for chemical cardiac stress tests. The primary advantage of this approach is that these agents could be administered on an outpatient basis with the desired chemotherapy, in an effort to prevent isolated brain recurrences from systemic cancers.
Choosing or designing agents specifically to cross the blood-brain barrier. There have been extensive efforts to choose or design therapeutic agents that penetrate the blood-brain barrier, with the goal of treating a wide variety of neurologic, psychiatric, infectious, and oncologic disorders. Several strategies are highlighted in Table 3. Despite intriguing results in preclinical models, these approaches have not resulted in FDA approvals for patients with primary or metastatic brain tumors. Select agents with properties that promote penetration of the blood-brain barrier include nitrosoureas (CCNU [lomustine] and BCNU) and temozolomide.
The following approaches to circumventing the blood-brain barrier are under investigation:
• Surround hydrophilic molecules in liposomes. Unfortunately, these liposomes are rapidly cleared from the systemic circulation by the reticuloendothelial system such that high brain concentrations do ot result. A modification of this approach would be to conjugate drug-carrying liposomes to a vector for drug delivery across the blood-brain barrier.
• Synthesize prodrugs with favorable blood-brain barrier penetration properties that are converted to the active drug within the CNS. This has been complicated by reduced retention in brain tissue and enhanced uptake in other organs.
• Design chemical delivery systems using a lipid-soluble compound that, once it enters the brain, is converted to a lipid-insoluble compound to enhance retention in the brain.
• Use existing transport systems for nutrients and endogenous compounds (ie, hexose, amino acid, monocarboxylic acid, amine, nucleoside, and peptide transport systems) to transport agents across the blood-brain barrier.
• Conjugate a nontransportable drug to a blood-brain barrier transport vector, which is a modified protein- or receptor-specific antibody that undergoes receptor-mediated transcytosis, to penetrate the blood-brain barrier.
• Use nanoparticles that consist of colloidal polymer particles with a desired peptide absorbed on the surface and coated with polysorbate 80, and which can cross endothelial cells via endocytosis and enter the brain.
Immunotherapy
Immunotherapy utilizes a patient's immune system to achieve an antitumor effect. A variety of immunotherapeutic strategies have been investigated for their potential use in patients who have cancer with CNS involvement. These include therapeutic cancer vaccines, cellular immunotherapy with adoptive T-cell transfer (ACT) or chimeric antigen receptor (CAR) T-cell transfer, and blockade of immune checkpoint molecules using immune checkpoint antibodies (monoclonal antibodies).
The immune system and the blood-brain barrier
Immunotherapeutic agents were previously thought to be ineffective in patients with primary or metastatic CNS tumors, because of a purported inability to penetrate the blood-brain barrier.[39] In addition, the brain and the eye were considered "immunologically privileged," since these organs may be able to selectively block the entry of immune cells in order to limit immune-mediated damage from inflammation.[40] This concept was supported by studies in murine models, where tumors injected into the CNS grew preferentially compared with those injected intramuscularly or subcutaneously.[41] However, more recently, it has been demonstrated that inflammatory stimuli originating from CNS tumors may increase the permeability of the blood-brain barrier and promote immune cell activiation and infiltration of tumors.[5] Infiltrating immune cells may consist of professional antigen-presenting cells, including dendritic cells and cFlls of the innate immune system. However, the potential of these cells may be thwarted by the upregulation of various inhibitory immune checkpoint pathway-including indoleamine 2,3-dioxygenase 1, programmed death 1 (PD-1), and programmed death ligand 1 (PD-L1)-and by infiltration of other immunosuppressive cell populations, such as T regulatory cells.[41]
Cancer vaccines
Cancer vaccines are designed to activate and expand tumor-reactive T cells, by codelivering intrinsic tumor antigens or tumor neoantigens with an adjuvant formulation usually containing dendritic cells aimed at stimulating T-cell expansion. In a clinical trial of a dendritic cell–based vaccine loaded with glioblastoma-associated peptides, 60% of patients exhibited a vaccine-specific immune response; however, less than 10% demonstrated tumor regression and no overall survival benefit was seen.[42] This highlights a key challenge of vaccine therapies for cancer: the immunologic antitumor response is not of sufficient magnitude to generate clinically relevant outcomes. Another challenge is that tumor cells may share self-antigens with normal tissues, and this may precipitate on-target adverse events.[42] The next generation of cancer vaccines, however, will be developed from resected tumors, in the hope of facilitating a more personalized approach. In addition, whole-genome sequencing of tumor cells and peptide–major histocompatibility complex affinity algorithms may identify antigens able to elicit an anticancer immune response. This information can be used to create an effective individualized vaccine against tumor-rejection peptides.[41]
Cellular immunotherapy
Cellular immunotherapy aims to bypass the challenges of manipulating a patient’s existing antitumor immune response by reinfusing his or her own exogenously activated tumor-specific autologous T cells. The ACT method identifies and isolates tumor-specific T cells either from the peripheral blood or surgically resected tissue. In some cases, reinfused T cells may also be modified ex vivo before reinfusion, using vectors that encode a desired T-cell receptor or CAR.[43] ACT has demonstrated efficacy in patients with advanced melanoma, while CARs targeting CD19 have been efficacious in CD19-positive lymphoid malignancies.[44] ACT has been studied in 11 patients with recurrent glioblastoma who were treated with cytomegalovirus-specific T cells, since selected glioblastoma tumors may express cytomegalovirus antigens.[45] Early promising data from this select patient population have formed the basis for a larger study of this approach (ClinicalTrials.gov identifier: NCT00693095). Preclinical studies of CAR T cells against endothelial growth factor receptor variant III and human epidermal growth factor receptor 2 in primary brain tumors have supported the development of early clinical studies of these agents.[41]
Immune checkpoint blockade
During the past decade, the FDA has approved four immune checkpoint monoclonal antibodies as monotherapy, and combination therapy with two immune checkpoint monoclonal antibodies against PD-1 and cytotoxic T-lymphocyte–associated antigen 4, respectively, after clinical studies demonstrated significant efficacy with these agents in a variety of cancer types (Table 4).[46] Ongoing clinical trials of immune checkpoint monoclonal antibodies against a number of coinhibitory and costimulatory immune checkpoint molecules, both as monotherapy and in combination with both standard and investigational therapies, are being conducted in a number of different tumor types, including in patients with both newly diagnosed and recurrent primary CNS tumors. Currently, no efficacy data are available from these studies. Encouraging preliminary information has emerged from animal brain tumor models, suggesting that the combination of stereotactic radiation (to release neoantigens) and immune checkpoint monoclonal antibodies demonstrates significantly improved survival.[47] This has triggered a series of new clinical studies in patients with primary and metastatic brain tumors. Additional information about the potential benefits of immunotherapy in CNS cancers is available from studies in patients with brain metastases. Ipilimumab was investigated in 146 patients with asymptomatic brain metastases from melanoma. The median progression-free and overall survival times of these patients were 2.8 months and 4.3 months, respectively, and about 20% of patients were alive 1 year after beginning treatment.[48] Another study of ipilimumab in patients with asymptomatic brain metastases from melanoma reported a 27% CNS control rate, compared with a 10% control rate in patients with symptomatic brain metastases.[49] These studies suggest that ipilimumab could provide durable benefit in selected patients with brain metastases.
Anti_PD-1 therapy is also being investigated in patients with brain metastases. Pembrolizumab therapy in patients with PD-L1–positive melanoma and non–small-cell lung cancer with brain metastases resulted in 22% and 33% rates of response in the brain, respectively.[50] In a recent publication by Bouffet and colleagues, pediatric patients with recurrent glioblastoma from biallelic mismatch repair deficiency were found to demonstrate durable responses to anti–PD-1 therapy, which correlated with higher mutational and neoantigen load in these tumors.[51] These data and other encouraging early-phase studies in adult glioblastoma patients have laid the foundation for ongoing phase III trials comparing nivolumab and the combination of nivolumab and ipilimumab in recurrent glioblastoma, compared with bevacizumab (ClinicalTrials.gov identifier: NCT02017717) and nivolumab vs temozolomide plus brain radiation in patients with newly diagnosed glioblastoma (ClinicalTrials.gov identifier: NCT02617589).
Conclusions
Despite decades of effort, delivering effective doses of antineoplastic therapies to the CNS remains a major obstacle to improving outcomes in patients with primary and metastatic brain tumors. This is largely attributable to the efficiency of the blood-brain barrier in preventing the vast majority of chemotherapeutic agents from reaching therapeutic concentrations within the CNS. As a result, progress in the management of brain cancers has been substantially slower than that for patients with other systemic malignancies. Given the rapidly fatal nature of brain cancer and the paucity of effective therapies, many promising new agents have been rushed into clinical efficacy trials without documention of their ability to penetrate the CNS. The results of these studies are often uninformative, given that negative outcomes could be expected with either an inactive drug or an active drug that failed to achieve therapeutic concentrations at its target. A more rational approach would be to use one of the study designs described in this review, in order to efficiently determine intracranial drug concentrations before proceeding with early efficacy trials.
We have described approaches to purposefully designing drugs to be more likely to pass through the blood-brain barrier, as well as novel methods of delivering drugs to the CNS, bypassing the blood-brain barrier. One important and often overlooked observation is that the integrity of the blood-brain barrier appears to be modifiable, in that it can be made more permeable with radiation, focused ultrasound, and vasoactive peptides; and less permeable with glucocorticoids and vascular endothelial growth factor-targeted agents. A better understanding of the permeability of the blood-brain barrier-and novel techniques to adjust this permeability-would greatly improve therapeutic options for patients with established primary and metastatic brain tumors, and would provide a means of reducing the rapidly rising incidence of isolated CNS relapse in patients with systemic malignancies. A second potentially important observation is that lymphocytes readily cross the blood-brain barrier. As a result, immunotherapy represents a novel approach to cancer therapy that is of particular interest in neuro-oncology. Efforts are underway to study the efficacy of vaccines and immune checkpoint inhibitors in patients with primary or metastatic CNS tumors. The results of these ongoing studies will ultimately determine whether immunotherapy can substantially alter the outcome of patients with CNS malignancies.
Financial Disclosure:The authors have no significant interest in or other relationship with the manufacturer of any product or provider of any service mentioned in this article.
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