Two large prospective studies have investigated SLNB after neoadjuvant chemotherapy. The American College of Surgeons Oncology Group (ACOSOG) Z1071 trial evaluated whether SLNB can accurately identify patients with residual nodal disease following neoadjuvant chemotherapy who had positive axillary nodes at presentation.[21] A total of 701 patients were evaluated, all of whom had clinical N1/2 disease at presentation, confirmed by FNA or core-needle biopsy. Following neoadjuvant chemotherapy, patients underwent SLNB followed by ALND. Identification of at least 1 sentinel node was successful in 92% of patients. The false-negative rate, however, was 12.6% (39 of 310 patients; this only included patients with cN1 disease). The rate was decreased to 10.8% when blue dye plus radiocolloid was used, compared with 20.3% for single-agent use (P = .05). The prespecified endpoint was a false-negative rate less than 10%, and since this was not reached, widespread use of SLNB after neoadjuvant chemotherapy in node-positive patients was not recommended.
Number of sentinel nodes
While the false-negative rate of 10.8% with dual agents is similar to the rates in the original trials of SLNB, current results are significantly better. Among factors identified in ACOSOG Z1071 as contributing to a higher false-negative rate was increased axillary fibrosis after neoadjuvant chemotherapy, which makes lymphatic drainage and surgical dissection more challenging.[21] The authors of this study concluded that changes in approach and patient selection would be necessary to support the use of SLNB as an alternative to ALND.
The Sentinel-Lymph-Node Biopsy in Patients With Breast Cancer Before and After Neoadjuvant Chemotherapy (SENTINA) trial was a prospective multicenter study assessing the optimum timing and accuracy of SLNB in patients undergoing neoadjuvant chemotherapy. Patients who presented with clinical N0 disease (identified via palpation and ultrasound) underwent preoperative SLNB, followed by neoadjuvant chemotherapy (n = 1,022).[22] If the preoperative sentinel lymph node had metastases, then postoperative SLNB with completion ALND was performed (n = 455). Patients with clinical N1/2 disease at presentation received neoadjuvant chemotherapy, and if they were clinically node-negative after neoadjuvant chemotherapy, they underwent SLNB and completion ALND (n = 642). Patients who remained clinically node-positive after neoadjuvant chemotherapy underwent ALND (n = 123). Among clinically node-negative patients, a sentinel lymph node was identified in 99.1% before neoadjuvant chemotherapy, with 35% of those showing nodal metastasis. In these patients in whom nodal metastasis was detected before neoadjuvant chemotherapy, the post–neoadjuvant chemotherapy SLNB only identified the sentinel lymph node in 60.8%, with a false-negative rate of 51% (33 of 64). Patients who were clinically node-positive and who converted to clinically node-negative after neoadjuvant chemotherapy had a sentinel lymph node detection rate of 80.1%, with a false-negative rate of 14.2% (32 of 226 patients). On multivariate analysis of this group, the false-negative rate decreased from 18.5% with 2 sentinel nodes removed to less than 10% when 3 or more sentinel nodes were removed.[22] From this, the authors concluded that selection of patients who can be spared further regional treatment after neoadjuvant chemotherapy remains a clinical challenge.
More recently, a prospective study evaluated the identification rate and false-negative rate of SLNB in patients with biopsy-proven (using FNA or core-needle biopsy) node-positive breast cancer following neoadjuvant chemotherapy.[23] A total of 153 patients with axillary metastases were included; all had clinical examination, ultrasound, and axillary biopsy prior to receiving neoadjuvant chemotherapy. After neoadjuvant chemotherapy, patients underwent SLNB and completion ALND. The identification rate of the sentinel lymph node was 87.6%, with a pCR seen in 34.5% of patients. The false-negative rate was 8.4%, with an average of 2.7 sentinel lymph nodes removed. When only a single sentinel node was removed, the false-negative rate was 18.2%, compared with 4.9% when more than 2 lymph nodes were removed (P = .076). Additionally, use of both isotope and blue dye for identification had a false-negative rate of 5.2%, compared with a false-negative rate of 16.0% (P = .190) for the use of isotope alone. The findings of this study suggest that with adequate lymph node sampling and use of dual tracers, SLNB can be done successfully and accurately in the post–neoadjuvant chemotherapy setting.[23]
The majority of studies evaluating the false-negative rate of SLNB after neoadjuvant chemotherapy looked at identification techniques as secondary outcomes. Virtually all the studies found that the use of radiocolloid or isosulfan blue dye alone was not as successful as the use of both together in identification of the sentinel lymph node.[13,20-23] When attempting SLNB in patients who have previously received neoadjuvant chemotherapy, it may be of value, especially to the inexperienced surgeon, to use dye and isotope to accurately and successfully locate the sentinel lymph node.
TO PUT THAT INTO CONTEXT
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William C. Wood, MD
Department of Neurology, Emory University, Atlanta, GeorgiaNew therapies can create new questions.Developments in the Role of Neoadjuvant Chemotherapy …Neoadjuvant chemotherapy for breast cancer has seen a steady rise in use for an increasing number of indications. Widely introduced 40 years ago for locally advanced breast cancer to allow better control by mastectomy and postoperative irradiation, it has progressed to the point that it is considered the ideal timing for anyone who will require chemotherapy. The evidence of response and the reduction in the volume of surgical resection required were gains in themselves. Regression of both the primary tumor and of axillary metastases was appreciated, with many patients rendered yT0 and yN0 after treatment.Together With Developments in Axillary Management...This improvement coincided with-or collided with, depending on one’s point of view-the changing management of the axilla. The senior author of this review and his group introduced breast sentinel lymph node biopsy and have been leaders in the evolving approach to axillary surgery.Create New ChallengesNew questions have arisen regarding the effect of neoadjuvant chemotherapy on axillary evaluation and treatment. These now dominate many tumor board discussions. The issues of timing and effectiveness after neoadjuvant chemotherapy are especially challenging in those with known axillary lymph node metastases prior to neoadjuvant therapy.The authors provide a comprehensive review of the data available to address these questions, offer a reasoned recommendation for the present, and review the ongoing trials that will provide additional information for tomorrow.
Management of the Axilla in Node-Positive Patients After Neoadjuvant Chemotherapy
As would be expected, patients with residual nodal disease following neoadjuvant chemotherapy have a worse prognosis than those with pCR.[2,24] Based on the NCCN guidelines, this subset of patients should undergo ALND and nodal radiation.[19] The real dilemma is not the management of patients with residual nodal disease but the axillary treatment of patients who are node-negative after neoadjuvant chemotherapy. The ACOSOG Z1071 and SENTINA trials did not address clinical outcomes after neoadjuvant chemotherapy and SLNB. If SLNB is not highly accurate, then some patients with a negative sentinel lymph node after neoadjuvant chemotherapy will have residual nodal disease. Since their cancer did not completely respond to chemotherapy, perhaps these are patients for whom axillary dissection would be of value.
ACOSOG Z0011 showed that in patients with T1/2 tumors and limited sentinel lymph node disease (< 3 positive sentinel lymph nodes and no matted nodes or gross extranodal extension), treatment with lumpectomy and radiation was not inferior with respect to OS and DFS compared with treatment with ALND (OS, 92.5% with SLNB alone vs 91.8% with ALND; DFS, 83.9% with SLNB alone vs 82.2% with ALND).[5] The authors concluded that patients with smaller tumors and limited sentinel lymph node disease who will undergo whole-breast irradiation do not benefit from ALND. Unfortunately, this study did not include patients who received neoadjuvant chemotherapy; therefore, its results cannot be applied to patients after neoadjuvant chemotherapy.
The European Organisation for Research and Treatment of Cancer (EORTC) phase III study After Mapping of the Axilla: Radiotherapy or Surgery (AMAROS) is a noninferiority trial that randomly assigned over 4,000 patients with T1/2 breast cancer, no palpable lymphadenopathy, and a positive SLNB to either axillary dissection or nodal radiation.[25] Patients were treated with either mastectomy or breast-conserving surgery. Data collection occurred over a 10-year period. The study reported no significant difference in DFS or OS between patients undergoing ALND and those undergoing axillary radiotherapy: DFS was 86.9% vs 82.7%, respectively (P = .18), and 5-year OS was 93.3% vs 92.5%, respectively (P = .34).[25] While this information is helpful, none of the patients in the trial received neoadjuvant chemotherapy, and 71% of patients undergoing ALND had only 1 positive sentinel lymph node, making it difficult to correlate findings to patients with residual disease following neoadjuvant chemotherapy.
Currently, two ongoing sister studies are looking at axillary management following neoadjuvant chemotherapy. Alliance A11202 is a prospective randomized study evaluating the role of ALND in patients with T1–3 N1M0 breast cancer who have sentinel lymph node–positive disease after neoadjuvant chemotherapy. Specifically, radiotherapy (to the breast or chest wall and nodes) plus ALND is being compared with radiotherapy only in this patient population.[21]
NSABP B-51/Radiation Therapy Oncology Group (RTOG) 1304 is evaluating patients with node-positive disease at presentation who have a pCR after neoadjuvant chemotherapy.[26] Patients are randomly assigned to either axillary radiation or no radiation after SLNB shows complete resection of nodal disease. The aim of this trial is to evaluate whether the addition of chest wall and regional nodal radiation after mastectomy or breast-conserving surgery will decrease recurrence in patients converting from node-positive to node-negative disease with neoadjuvant chemotherapy. The results of these studies will assist in clarifying axillary management after neoadjuvant chemotherapy.
Conclusion
While SLNB has replaced ALND for sentinel lymph node–negative patients and some patients with limited axillary metastases, optimal management of the axilla after neoadjuvant chemotherapy is not clear. Avoiding the morbidity of ALND is preferred in any patient who will not derive additional benefit from the procedure; however, it is difficult to accurately identify who these patients are after neoadjuvant chemotherapy. Patients who are clinically node-positive prior to neoadjuvant chemotherapy should undergo ALND, since SLNB may not accurately identify residual axillary disease even if the patient is clinically node-negative after neoadjuvant chemotherapy; currently this is the only way to ensure that appropriate locoregional control is obtained. No study has adequately evaluated outcomes in patients in whom ALND is omitted after neoadjuvant chemotherapy, and further studies are necessary to help determine optimal axillary management.
Financial Disclosure:The authors have no significant financial interest in or other relationship with the manufacturer of any product or provider of any service mentioned in this article.
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